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Home > Account
Types > Brokerage Accounts > SAM & SAM II |
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LPL's Strategic Asset Management (SAM) and
Strategic Asset Management II (SAM II) Accounts
Introduced in 1991, SAM and SAM II are adviser-driven,
fee-based asset management platforms offered through
Linsco/Private Ledger (LPL), a registered investment
adviser. SAM is identical to SAM II with one important
distinction – in SAM, investors pay all transaction charges;
in SAM II, the adviser pays for the transaction charges.
Through these accounts we work with our clients to develop
and manage personalized investment portfolios utilizing a
long-term asset allocation strategy. LPL
provides the research support. Utilizing our
strategic asset allocation, we provide model portfolio
allocations and mutual fund
and equity recommendations to best manage our clients’
assets according to their risk tolerance.
The SAM and SAM II
platform provides us with access to over 4,600
no-load/load-waived mutual funds*, stocks, bonds,
conservative
option strategies, UITs and a no-load, multi-manager
variable annuity. All of these assets – as well as certain
investments that our clients may have previously purchased –
are consolidated onto a quarterly performance report, making
it easy for our clients to monitor their customized
portfolios.
As LPL advisors, rather than receiving commissions, both
programs compensate us through an annual advisory fee that
is based on each account's value. If the value increases,
our compensation increases as well. This method of
compensation puts you the clients on the same side of the
table,
working toward a common goal – to grow the value of the
account. For this fee, we provide investment advisory
services, including asset allocation and investment
recommendations, quarterly account reviews and consolidated
reporting.
SAM and SAM II have identical features with the exception of
transaction charges. SAM II is designed for consultants who
don't want to charge their clients for making transactions.
Learn more about the Strategic Asset Management (SAM & SAM II) Accounts
* Certain mutual funds available in SAM
and SAM II pay 12b-1 fees.
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Advisory Services, Asset Management and Securities Offered Through LPL Financial, member FINRA/SIPC
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